Back to Home Page
Communities Industries Employers JobSeekers Advertisers PJScout Resources Recruiters About
Keywords (e.g. nurse, sales) Category State City Radius
 
AML Compliance Officer
NPAworldwide Recruitment Network
NPAworldwide Recruitment Network
 
How to Apply:


Job Location: Los Angeles, CA
JOB DESCRIPTION

Job #: 45315
Title: AML Compliance Officer
Job Location: Los Angeles, California - United States
Remote Job: Unknown
Employment Type:
Salary: $100,000.00 - $150,000.00 - US Dollars - Yearly
Employer Will Recruit From: Nationwide
Relocation Paid?: Yes

WHY IS THIS A GREAT OPPORTUNITY? JOB DESCRIPTION

We are currently seeking a pragmatic, innovative, proactive and driven financial services compliance professional to act as the AML Compliance Officer. The role is responsible for developing, implementing, administering, and maintaining all aspects of the BSA/AML Compliance Program.

Responsibilities include, but are not limited to:

  • Effectively coordinate and execute an dynamic AML Compliance Program in compliance with current industry best practices, regulatory guidance and requirements
  • Develop and administer the AML transaction monitoring systems to ensure appropriate parameters are in place to identify suspicious transactions and activity
  • Develop an effective AML surveillance reporting program including a program to identify and detect suspicious transactions
  • Administer the AML training program for management and all associates and provide detailed guidance on the AML program as well as related firm-wide policies and procedures
  • Establish an effective global sanctions monitoring program including OFAC and other relevant jurisdictions
  • Conduct periodic risk assessments with considerations to customers, products, services, members and geographies that may present AML risks
  • Provide strategic direction to the AML team (which could include operational, analytical or risk management components) that monitor and analyze trends, patterns, and external factors impacting firms money laundering risk
  • Respond to periodic examinations/audits by FINRA, SEC and independent firms
  • Perform other duties as required and assigned
QUALIFICATIONS

Experience and Skills

  • Advanced knowledge of AML and sanctions compliance rules and regulations in the banking and securities industry
  • Experience as an AML Compliance Officer for a bank or large broker dealer with a variety of businesses including wealth management
  • Active FINRA Series 7 and 24 and ACAMS
  • Strong decision making and investigative skills, analytical skills as well as problem-solving, and critical-thinking skills
  • Highly organized and able to multi-task and manage multiple projects and competing priorities without sacrificing accuracy or efficiency
  • Excellent communication and presentation skills with the ability to communicate effectively across various departments and levels of the organization
  • Executive-level business acumen in the areas of business operations, industry practices and emerging trends
  • Strong management and supervision skills
  • Proficient in Microsoft Office (Outlook, Word, Excel, PowerPoint)
  • Ability to work in a constant state of alertness and safe manner

Education:
University - Bachelor`s Degree/3-4 Year Degree




How to Apply:


 
See all jobs in Los Angeles CA
  Share this job
Share |

PJ Scout
Create Free Account

PJ Scout
 
    INDUSTRIES | COMMUNITIES | EMPLOYERS | JOB SEEKERS | CUSTOMER LOGIN
    CONTACT US | ABOUT NATIONJOB | ADVERTISERS | PRIVACY
    Electronic Recruitment since 1988. Copyright 1995-2022 NationJob, Inc. All rights reserved.
JobboardFinder - Search the best job board worldwide