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Senior Compliance Specialist (Insurance/Legal)
NPAworldwide Recruitment Network
NPAworldwide Recruitment Network
 
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Job Location: White Plains, NY
JOB DESCRIPTION

Job #: 35052
Title: Senior Compliance Specialist (Insurance/Legal)
Job Location: White Plains, New York - United States
Employment Type:
Salary: $85,000.00 - $95,000.00 - US Dollars - Yearly
Employer Will Recruit From: Local
Relocation Paid?: NO

WHY IS THIS A GREAT OPPORTUNITY?

Top Reasons to Work for my Client:

  • Generous benefits and positive workplace culture.
  • Paid training
  • Amazing culture which rewards success
  • Base salary plus monthly bonus
  • Comprehensive benefits medical, vision, dental, paid time off
  • Nicotine free environment
  • Company matched 401K and pension plan
  • Manager is well-liked and respected by his team.
JOB DESCRIPTION

The Sr. Compliance Specialist will provide Compliance support for insurance sales and product development. As directed by Compliance Director, work with internal and external business partners on legal, compliance and related matters.

What you will be doing:

  • Prepare and review new policy forms, ensuring adherence to legal and regulatory requirements
  • Manage form and rate filing process with states and the Interstate Compact, including preparing responses to objections based on independent review and analysis
  • Support the product development team in the review of products, including assisting with drafting and confirming compliance requirements
  • Maintain and update Company Disclosure Matrix to ensure product disclosures are provided, as needed
  • Responsible developing and rolling-out compliance training
  • Lead efforts and work with internal subject matter experts to review and revise compliance training in accordance with required regulations and company guidelines
  • Work closely with Training and Organizational Development to ensure that required compliance training is completed
  • Draft and maintain Standard Operating Procedures (SOPs), manuals and other written guidance for internal associates and external business partners to support compliance management responsibilities
  • In consultation with Legal, research and analyze laws and regulations to provide written guidance to appropriate business units for implementation
  • Prepare, coordinate, and file regulatory submission documents (e.g., data calls and mandatory reports)
  • Collect and analyze data required for timely reporting to regulatory agencies, and maintain filing calendar to track key dates for regulatory agency reporting
QUALIFICATIONS

Experience you will need:

  • 5-7 years of Insurance Experience required, Life Insurance preferred
  • Compliance Experience is required
  • Legal Department Experience a plus
  • Bachelor`s Degree Required
  • Knowledge of legal research engines (e.g., Westlaw)
  • Proficient with Microsoft Office

Education:
University - Bachelor`s Degree/3-4 Year Degree




How to Apply:


 
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