Back to Home Page
Communities Industries Employers JobSeekers Advertisers PJScout Resources Recruiters About
Keywords (e.g. nurse, sales) Category State City Radius
 
Compliance Associate
NPAworldwide Recruitment Network
NPAworldwide Recruitment Network
 
How to Apply:


Job Location: Reno, NV
JOB DESCRIPTION

Job #: 33595
Title: Compliance Associate
Job Location: Reno, Nevada - United States
Employment Type:
Salary: contact recruiter for details
Other Compensation: Above average benefits
Employer Will Recruit From: Regional
Relocation Paid?: NO

WHY IS THIS A GREAT OPPORTUNITY?

Position Offers:

* Career path to Chief Compliance Officer
* Opportunity to work closely with SVP to ensure adherence to best practices
* Extensive exposure to Senior Management and the ability to make significant contributions to Firm`s operations
* Small team with collegial atmosphere

JOB DESCRIPTION

Established RIA in Reno, NV seeks Compliance Associate to work with senior team members to develop and maintain compliance programs.

The Firm:

5B+ RIA with UHNW clients (25mm-1B+) New position open due to growth.

Position Specifications:

* Work with auditors and regulators to manage compliance examinations related to financial, regulatory and compliance audits
* Assist with the preparation of regulatory filings
* Maintain and report adherence to policies and procedures as related to the compliance program
* Research regulatory requirements and relevant financial institution laws to ensure compliance

QUALIFICATIONS

Requirements:

* 5+ years` compliance experience within the wealth management industry
* Familiarity with rules and regulations applicable to Investment Advisers

Education:
University - Bachelor`s Degree/3-4 Year Degree




How to Apply:


 
See all jobs in Reno NV
  Share this job
Share |

PJ Scout
Create Free Account

PJ Scout
 
    INDUSTRIES | COMMUNITIES | EMPLOYERS | JOB SEEKERS | CUSTOMER LOGIN
    CONTACT US | ABOUT NATIONJOB | ADVERTISERS | PRIVACY
    Electronic Recruitment since 1988. Copyright 1995-2021 NationJob, Inc. All rights reserved.
JobboardFinder - Search the best job board worldwide